Internal Audit & Internal Financial Controls
Internal control reviews, process risk assessments, and SOP documentation.
What it covers
- Internal audit of processes and functions
- Review of internal financial controls
- Process risk assessment
- Standard operating procedure (SOP) documentation
Who it is for
Organisations seeking to review and strengthen their internal controls and processes.
Documents typically needed
- Process and policy documentation
- Transaction records for the review period
- Existing SOPs and control descriptions
- Organisation and reporting structure
How the process works
- 1Understand the processes and control environment
- 2Assess risks and test controls
- 3Document observations and gaps
- 4Report findings and suggested process steps
For any specific matter, please contact the firm. The information here is general and does not constitute professional advice.